International Workshop on Participatory Action
Research
Dhaka, March 2004-03-27
Action Research:
Forming communicative space for many ways of knowing
Response to Md. Anisur Rahman
Peter Reason
University of Bath, UK
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It is a great honour to be here at your conference in Bangladesh
and to be invited to respond to Anisur Rahman's opening address.
It is especially significant for me, given that the poverty
about which this conference is concerned is a considerable
extent brought about by the past colonial policies of European
countries; and kept in place by the current international
economic regimes and by the dominance of positivist and reductionist
ways of knowing which have their origin in the European Enlightenment.
My view is that the twin crises of poverty and sustainability
are the key issues which the human global community is facing,
and which we have to address from our very diverse places
on the planet (Reason, 2002). But our advocacy of participation
and action research as part of the way forward may be something
we have in common.
Fair Shares. Let me start with a story from our own
research. We recently completed a project, funded by the UK
Home Office, to conduct action research groups to explore
the governance of community groups. This word 'governance'
is a strange one, belonging more to the language of government
bureaucracy than to the experience of people in community
organizations, so we had to keep translating to find a way
to make sense of the ground. One of the three strands of co-operative
inquiry we initiated was with the Fair Shares Time Bank Scheme
in the North Cotswolds-a rural location situated at the border
of 4 counties, distant from all kinds of services. The Fair
Shares provided a means by which participants could exchange
skills and resources and develop self-reliance. My colleagues
discovered that the three years government funding which has
established the project was coming to an end, the paid organiser
moving on, leaving a small part time staff and many participants
with no plans about how to move forward.
When the group was approached by my colleagues it seemed
that the first response of the staff was that this would be
another formal strategy meeting, exploring how to get more
funding by filling in forms with tick boxes and making up
more stories to please funding organizations. But as they
opened the meetings to involve the participants as well as
the staff, and as they worked with the group to think more
creatively, the focus changed from how to get funds to continue
as we were toward how to become self-organizing-lateral thinking,
as one of the participants put it.
The story they told went something like this. We realized
how restricted we are by the boundaries of funding organizations.
We made a shift to working on how to become self-organizing
and self-sufficient, getting participants fully engaged. We
realized that chasing money means that you lose your vision
of what you are trying to do. It was like a light bulb coming
on when we saw it differently-these are bold questions to
ask because they deconstruct the formal bureaucratic questions.
It seems to me that this story mirrors the points Anisur
Rahman makes early in his talk (Rahman, 2004) about moving
away from a dependency creating situation:
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that a people however short of resources they may be,
can keep moving forward by mobilizing whatever they have,
while those waiting upon outside resources may be wasting
their time and energy and/or falling into the trap of
patron/client relations with outside quarters surrendering
their self-determination |
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that this is the response to an appropriate stimulation-my
colleagues did not bring a solution, they brought a process
of inquiry |
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that this is a question of psychology, or I would say
more broadly of creating a community of inquiry in which
the relations between those involved move toward inquiry
and learning. |
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Young Women in Management. A second example of our
work is of a co-operative inquiry with young women in management
in a multinational organization to look at their experience
and practice in the organization (McArdle, 2002, in preparation).
The group was established as a space within which the young
women could explore their experience without any of the pressures
of a specific agenda that would be usual in such a company.
The group met together every four weeks on-site at the host
organisation, sharing their stories and ideas from the four-week
action phase between meetings and in doing so opening space
for new conversations about their experience in the organisation-conversations
which ranged from concerns about self-presentation, how they
were addressed, the absence of female role models, bullying,
and so on. One of the most valuable inquiry practices, which
developed over the life of the group, was 'really listening'
to each other (as something different from 'waiting to speak'),
thus opening a space for new conversations about the experience
of being young women in management. This helped them become
aware of how their voices were largely absent in the organization.
Group members brought their observations and concerns to the
group, told stories of their experiences, and reported back
the outcomes of action experiments which they undertook away
from the group, and were encouraged and helped to develop
new ways of responding to their experiences. Most important
was the creation of a critical perspective, so that problems
experienced by group members were no longer always 'their
fault' but could be seen as part of the culture of a masculine-oriented
organization requiring a creative response.
The inquiry skills nurtured and developed face to face in
the group enabled a more engaged practice in the wider organization.
The young women together held a half-day third-person inquiry
with over 50 people, including other young women in the organization
and senior women in the company, to enable themselves and
others to gain further understanding of issues of interest
to women in the company. This may sound like nothing new-workshops
happen all the time in organizations! However, because they
had developed a face to face community of inquiry over a ten-month
period, group members were able to create and hold a wider
inquiring space. They were careful not to re-create the hierarchy
that existed 'in normal workshops' in the company, in which
people were rewarded for 'knowing the right answers', but
through
quite simple means, such as arranging chairs in a circle without
tables, sharing some of their own experience of inquiry, inviting
other young women to tell their stories and really listen to
each other, helping them to explore their experience, they countered
the prevailing organizational culture and created a quite unusual
experience for their peers.
| Research as participation |
Anisur Rahman's paper, and these stories,
leads to one of my favourite definitions of action research,
that it is about opening and forming spaces for dialogue
about issues that were not previously available
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The first step in action research turns out to
be central: the formation of a communicative space…and
to do so in a way that will permit people to achieve
mutual understanding and consensus about what
to do, in the knowledge that the legitimacy of
any conclusions and decisions reached by participants
will be proportional to the degree of authentic
engagement of those concerned. (Kemmis, 2001:100)
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This formation of communicative space is in itself a form
of action. It may well be that the most important thing
we can try to do in certain situations if to open, develop,
maintain, encourage more participation and new and better
forms of communication and dialogue. I am sure we will
talk more about issues of participation during the conference.
So let me simply point to some of the issues that have
arisen in our own practice
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Action research projects may open space
for communication and dialogue where there was none before
creating space for muted and silenced voices (as in the
previous stories); or where there are no forums for democratic
dialogue (Gustavsen, 2001) |
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Action Research as creating spaces for
issues that are not being properly attended to, such as
the sustainability question. We are applying for funds
for a major project which will explore making a step-change
reduction in the carbon emissions that are having such
a dangerous impact on the global climate from industrial
processes that employ very high temperatures-from food
to steel. Our starting assumption-based on previous inquiries-is
that the barriers to low carbon emissions are not primarily
technological but social, economic, cognitive, psychological,
even spiritual. Our action research process starts right
from the very beginning as we find ways to approach colleagues,
industrial partners, and funding bodies to create discussions
that are not currently well established |
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Action Research projects may aim to improve
and develop the quality of communication and dialogue
to create more effective communities of inquiry. This
is often a feature of our work in business organizations,
where effective dialogue is often quite absent (Fisher,
Rooke, & Torbert, 2000; Torbert, 1991) |
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Action research may aim to develop a longer
term capacity for democratic dialogue, to build institutions |
This is not the place to discuss in detail the skills and
practices of democratic action, but the following issues seem
important.
Taking time. Creating democratic spaces takes enormous
amounts of time and care. It is easy to bandy about words
like participation, and these days some funding bodies like
them. But the process of drawing people together and creating
a framework for collaborative work always takes longer than
one imagines. At times building collaboration will seem to
get in the way of directly addressing practical problems.
Histories of oppression and silencing Last year at
the World Congress of Action Research I listened to an African
and a Dutchman talk as colleagues about their experience of
trying to establish participatory groups in the north of South
Africa. They spoke of the systematic neglect and intentional
deprivation that this community had experienced under apartheid.
And then the African man said, 'Just how do you form communicative
spaces with people who have been so deprived?'
Working against denial. Where the issues are significant
and profoundly difficult to address, there will be quite active
processes of denial, which make it very difficult to sustain
conversations. My colleague at Bath Elizabeth Capewell, working
with communities which have experienced significant disaster
(such as random shootings, major train or aircraft crashes
or terrorist acts) finds that there is a strong tendency for
people to deny the extent of the trauma and try to get 'back
to normal' as possible; they often claim that their community
is strong, that the children are resilient, and will recover
naturally. This acts against any moves to open up spaces for
dialogue and represses discussion of the impact of the disaster
(Capewell, in preparation).
Errors of consensus collusion. Participation can have
a shadow side in that human persons in primary association
can band together in defence of their version of reality and
refuse to countenance alternatives.
Tensions in facilitation. There is a constant and
fascinating tension between the organizing ability and facilitation
skills of an outsider-a professional action researcher, a
community organizer, an animateur-and the community
that is there to be helped. The outside facilitator is always
in danger of 'helping' in a way that is not helpful because
it is controlling or patronizing or suffocating, or just doesn't
understand. The community is always in danger of irrationally
rejecting the outsider or of becoming over dependent. For
this reason action research facilitators must follow disciplines
of reflective practice and carefully monitor their practice.
I would suggest we must attend to three points.
First of all, the creation, development and maintenance of
democratic dialogue and the establishment of institutions
for democratic inquiry are forms of action in their own right.
The establishment of democratic dialogue may well be a far
more important and compelling purpose in an action research
initiative than the addressing of immediate practical problems.
Second, the establishment of participation in a world increasingly
characterized by alienation and individualism is both far
more urgent and far more complex than we allow ourselves to
believe. We need to keep deepening our understanding of what
we are up to.
Third, forming participative spaces takes more time, energy,
skill, persistence, optimism and resources than we usually
reckon on.
Action Research as many ways of knowing
One of the traditional claims of action research is that
it addresses practical issues that are important in people's
lives while also making a contribution to knowledge. 'Knowledge'
in this sense can be taken to mean the propositional, abstract
theorizing of academia. But if we want our research to be
a truly living inquiry we must go beyond the orthodox empirical
and rational Western epistemology. We must consider ways of
knowing that are rooted in everyday experience, and are expressed
through story as well as through concepts, and which directly
support our practice (see, for example, Belenky, Clinchy,
Goldberger, & Tarule, 1986; Heron, 1996; Park, 2001; Torbert,
1991) These many ways of knowing:
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…assert the importance of sensitivity and attunement
in the moment of relationship, and of knowing
not just as an academic pursuit but also as the
everyday practices of acting in relationship and
creating meaning in our lives. (Reason & Bradbury,
2001:9)
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In our work at Bath we tend to draw on the formulation
of John Heron, who articulates 'many ways of knowing'
in a fourfold 'extended epistemology': experiential
knowing is through direct face-to-face encounter
with a person, place or thing; it is knowing through
empathy and resonance, that kind of in-depth knowing
which is almost impossible to put into words; presentational
knowing grows out of experiential knowing, and provides
the first form of expression through story, drawing,
sculpture, movement, dance, drawing on aesthetic imagery;
propositional knowing draws on concepts and ideas;
and practical knowing consummates the other forms
of knowing in action in the world. (Heron, 1992, 1996).
I want to use these formulations to explore some of
the quality dimensions and choices that may arise here,
building an argument that each of these ways of knowing
implies both a different challenge to quality and offers
ways of countering that challenge.
Experiential knowing
The notion of experiential knowing implies we somehow
go beyond our initial conceptions and open ourselves
to 'deeper' perspectives: in the language of phenomenology
we bracket our preconceptions. One of our graduates,
Angela Brew, suggested in her PhD that quality inquiry
would follow the maxim 'if you think you understand,
look again' (Brew, 1988): if we don't open ourselves
to the possibility of new perspectives, how can we claim
we are inquiring? This may involve the kinds of challenge
to preconceptions about poverty and dependence that
Anisur explores in his paper.
Among the doctoral dissertations at Bath are three
by Black women who have engaged in personal and participative
inquiries into the experience of women like themselves
in British organizations (Bravette, 1997, 2001; Bryan,
2000; Douglas, 1999, 2002) They have all involved deep
reflection on what it is to be Black in British culture,
upsetting preconceptions of all those involved. Carlis
Douglas posed the question,
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The issues that face us all are not just how
to survive-obviously we are doing that somehow,
but how to thrive-thrive with some passion, some
compassion, some humour and some style. (Douglas,
2002:250)
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Her inquiries included in-depth reflection on her personal
experience and behaviour, an intense co-operative inquiry
with a group of Black women, and participative engagement
and education with a wide range of women in organizations
as part of her professional practice in race relations.
Her research was based on the assumption that oppressed
groups
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…develop a sophisticated level of skill at…detecting
discrimination in its more subtle forms within
interpersonal transactions… We collect this information
through our senses and then hold the knowing within
ourselves as feelings. In some instances we are
able to translate these feelings into conceptual
knowledge that gives insights into the ways in
which our oppression is maintained. But often
this translation work is not done, and nevertheless
we walk around potent with this knowledge. (Douglas,
2002:250)
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One task of inquiry, therefore, was to explore and articulate
this tacit knowledge. But the exploration of this experiential
knowing was deeply challenging. Without in any way minimizing
the racist quality of UK culture, in her first person
inquiries, Carlis had
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…uncovered ways in which my survival strategies
colluded in maintaining my oppression rather than
in negotiating my liberation, [and] I had experienced
feelings of vulnerability and of being de-skilled.
(Douglas, 2002:252)
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The inquiry group
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…generated great insights into the challenges
for us as Black women wanting to not only survive
but to thrive. It connected our subjective and
objective 'knowings' about the many ways in which
we unintentionally collude in the complex process
by which many of the groups with which we most
closely identify are kept excluded from the benefits
of the system and disadvantaged. (Douglas, 2002:251)
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As one member commented, 'if we hadn't had the group we
wouldn't have known what questions to ask'
Carlis' work is a particularly clear example of the
significance of in-depth encounter with experience in
inquiry process, 'looking again' at experience even
when this is painful and disturbs well-established survival
strategies. But our experience at Bath is that all really
good inquiry is disturbing in some way, and that all
our graduate students and many of their co-researchers
experience some kind of crisis in their sense of who
they are and their relationships with others in the
course of their inquiry.
Presentational knowing
As Bruner puts it,
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that fits the stories we tell about it (Bruner,
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He appeals for many stories to be told; misquoting Tennyson,
we might say 'Lest one good story should corrupt the world'.
Richard Rorty takes a similar view, pointing to the
contingency of the language that we use, it is not possible
to arrive a objective criteria for one choice of vocabulary
to describe events over another: the difference between
what is taken as 'literal' and what is taken as 'metaphorical'
is the distinction between the familiar and the unfamiliar
vocabularies and theories (Rorty, 1989:17). So when
we want to argue persuasively for a new view of phenomena,
we are caught in a 'contest between an entrenched vocabulary
which has become a nuisance and a half-formed vocabulary
which vaguely promises great things' (Reason, 2003;
Rorty, 1989:9).
This leads to the key notion of redescription: 'a talent
for speaking differently, rather than for arguing well,
is the chief instrument for cultural change' (Rorty,
1989:7)
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The…'method' of philosophy is the same as the
'method' of utopian politics or revolutionary
science… The method is to redescribe lots and
lots of things in new ways, until you have created
a pattern of linguistic behaviour, which will
tempt the rising generation to adopt it,… it says
things like 'try thinking of it this way'. (Rorty,
1989:7)
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This applies to all forms of human inquiry. In the co-operative
inquiry with young women in management I mentioned earlier,
group members reflected on their experience of being snubbed,
criticised and ignored when making presentations. At first,
they saw what was happening to them in terms of their
own inadequacies but through the inquiry process learned
to 'redescribe' this as 'bullying'. And when further they
placed this within a wider context of the culture of the
organization as based on values of winning rather than
values of inquiry, they are beginning to create a new
vocabulary (redescribing lots and lots of thing), which
has implications for cultural change. It is not a question,
Rorty would say, of whether 'bullying' corresponds to
'the way things really are'; rather it is a question of
whether it is useful because it invites us to stop feeling
and doing some things and start feeling and doing others.
As they learned to tell new stories of their experience,
they were able to stop feeling frustrated and powerless.
They were able to tell themselves different stories about
their managers' behaviour, narratives that were not offered
by the organizational culture, and by responding differently
they were able to shift how they were treated in the future
(McArdle, 2002, in preparation).
Propositional knowing
Styhre, Kohn and Sundgren (2002) suggest that theoretical
practices must be seen as part of action research. After
reviewing the critical, post-colonial, feminist and
management theorists they write
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…theory is a means for breaking with the common
sense thinking that prevails in everyday life
in terms of gender, sex, race and ethnicity. For
feminist and pos-colonial theorists, one cannot
argue against common-sense thinking through its
own means… As a consequence, theory becomes a
liberating force, a medium that can formulate
alternative perspectives, ideas, worldviews, and
beliefs… not only a matter of verified hypotheses
and scientific statements about the worlds… it…
can transfer the world into something new… uproots
the old taken for granted beliefs and establish
new topics on the agenda (Styhre et al., 2002:101)
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Developing alterative theories critical of everyday common
sense grows out of in-depth examination of experience
and new narratives. One of the most significant social
movements in our times in countries of the North has been
feminism (although currently somewhat out of fashion).
The work of feminism was grounded in re-examining experience
and telling new stories in consciousness raising groups,
but out of this new theories were fashioned by writers
such as Carol Gilligan, Kate Millett, Riane Eisler-new
theories of gender, of power, of individual and social
development.
In current times one of the most important pieces of
re-theorizing is taking place in the 'new economics'
movement (Robertson, 1998) and the global protest against
neo-liberal capitalism in the World Social Forums (http://www.wsfindia.org/).
There is good evidence that the current domination of
world affairs by 'liberal' economic theory and neo-conservatism
is the outcome of an intentional and well funded propaganda
exercise (Houtart & Polet, 2001; Madron & Jopling,
2003). The clear development and articulation of alternative
economic theory and institutional arrangements for justice
and sustainability is essential if we are to counter
the devastating consequences of unbridled liberal capitalism.
At a maybe more abstract level, but having a profound
impact on how we create our world, is the legacy of
Enlightenment thinking, in particular the way it creates
dualisms, either/or, good/ bad, superior/subordinate
relations-and of course the fundament dualism between
subject and object.
This worldview channels our thinking and perception
in two important ways. It tells us that that the world
is made of separate things. These objects of nature
are composed of inert matter, and operate according
to causal laws. They have no subjectivity, consciousness
or intelligence, no intrinsic purpose, value and meaning.
And it tells us that mind and physical reality are separate.
Humans, and humans alone, have the capacity for rational
thought and action and for understanding and giving
meaning to the world. This split between humanity and
nature, and the abrogation of all mind to humans, was
what Weber meant by the disenchantment of the world.
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The disenchantment of the world is also the disenchantment
of the human person, which the modern worldview
sees as autonomous, individual, calculating homo
economicus, separate not only from the natural
world but from our fellow humans (Reason, 2002).
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In my own efforts to articulate an alternative I have
emphasized the idea of participation, that we are participants
with each other and with all beings on the planet. I find
systemic thinking, ecology and Gaia theory and Buddhist
theory and practice helpful in articulating this. :
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We participate in our world, so that the "reality"
we experience is a co-creation that involves the
primal givenness of the cosmos and human feeling
and construing. ..
A participatory worldview places human persons
and communities as part of their world-both human
and more-than-human-embodied in their world, co-creating
their world. It is itself situated and reflexive,
is explicit about the perspective from which knowledge
is created, sees inquiry as a process of coming
to know, and which serves the democratic, practical
ethos of action research. (Reason & Bradbury,
2001:7)
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Practical knowing
Traditional academic thinking has difficulty with the
notion of practical knowing, because, as Rorty argues,
it is still attached to the idea of theory as representing
the world.
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We cannot regard truth as a goal of inquiry.
The purpose of inquiry is to achieve agreement
among human beings about what to do, to bring
consensus on the end to be achieved and the means
to be used to achieve those ends. Inquiry that
does not achieve co-ordination of behaviour is
not inquiry but simply wordplay. (Rorty, 1999:xxv)
If we give up the idea of knowledge is an attempt
to represent reality, and view inquiry as a way
of using reality, the relationship between truth
claims and the rest of the world is 'causal rather
than representational', and the issue becomes
whether our beliefs 'provide reliable guides to
getting what we want' (Rorty, 1999:33).
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This view is of course very close to that of action
research, and I would suggest that it here that the
systematic qualities of action research come into play.
Action research is often described as the cycles of
action and reflection: the purpose of these cycles is
to check our claims against what actually happens, to
ask questions such as, 'Does it work?', 'Do we have
evidence to support our claims?' Chris Argyris has made
great play of the differences between espoused theories
and theories in use, and proposes ways in which these
can be more congruent (Argyris, Putnam, & Smith,
1985); my colleague Jack Whitehead is forever asking
our students to provide the evidence to support their
claims (Whitehead, 2000); there are many techniques
available to help us explore our practice systematically,
such as the two-column conversation and the learning
pathways grid (Rudolph, Taylor, & Foldy, 2001).
In summary
This brief exploration of different ways of knowing
suggests that different ways of knowing will have characteristic
threats to quality, which can be addressed in specific
ways.
The potential error in experiential knowing
is to be trapped in illusion, to create a defensive
inquiry which guards against the discovery of the new.
Quality inquiry will courageously seek ways of challenging
preconceptions and deepening contact with experience.
It may draw on a variety of experiential methods to
enable individuals and groups to bracket preconceptions
and defences and open new perspectives. Foundational
practices can build individual and group capacities
for less defensive openness to experience.
The potential error in presentational knowing
is to stay with the same old stories, to repeat them
to oneself and to others so they recreate existing realities
and confirm existing beliefs. Quality inquiry will actively
experiment with redescription and draw on narrative
practices to turn stories upside down and tell them
in new ways.
The potential error in propositional knowing
is to be held within the hegemonic paradigm and uncritical
acceptance of taken for granted theories (and its identical
opposite, the uncritical acceptance of the currently
fashionable oppositional position!). Quality inquiry
will engage accepted theory critically and forge new
theoretical perspectives.
The potential error in practical knowing is
the failure to empirically test practices against outcomes.
Quality action research will engage systematically in
cycles of action and reflection, provide adequate evidence
to test claims, and use a range of critical techniques
to congruence of practice against purpose
A model for action research
In the Handbook of Action Research, Hilary Brabury
and I developed model articulating five dimensions of
action research (Reason & Bradbury, 2001). We described
action research as
…a participatory, democratic process concerned with
developing practical knowing in the pursuit of worthwhile
human purposes… It seeks to bring together action and
reflection, theory and practice, in participation with
others, in the pursuit of practical solutions to issues
of pressing concern to people, and more generally the
flourishing of individual persons and their communities.
(Reason & Bradbury, 2001:1)
We portray as in the five dimensions in the Figure
1.
Figure 1 about here
I have talked quite a bit about participation and many
ways of knowing. Let me just summarize the other dimensions
for further discussion at another time.
Practical knowing
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A primary purpose of action research is to produce
practical knowledge that is useful to people in
the everyday conduct of their lives. A wider purpose
of action research is to contribute through this
practical knowledge to the increased well-being-economic,
political, psychological, spiritual-of human persons
and communities, and to a more equitable and sustainable
relationship with the wider ecology of the planet
of which we are an intrinsic part. (Reason &
Bradbury, 2001:2)
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Worthwhile purposes
The fourth dimension of action research we considered
in the Handbook was that it is intended to contribute
to the flourishing of human persons, communities, and
the ecosystems of which we are part. This raises questions
of values, morals, and ethics. As Rorty points out moral
choice is 'always a matter of compromise between competing
goods rather than a choice between absolutely right
and wrong' (Rorty, 1999:xxvii-xxix). If we accept this,
we need to be continually asking about what are worthwhile
purposes, and when what we currently think is worthwhile
is interrupted by another claim. But there can never
be a clear and ultimate answer, and as the Buddhist
writer David Loy points out, 'meaning, like pleasure,
must always be pursued obliquely' (Loy, 2000:127)
Emergence
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Since action research starts with everyday experience
and is concerned with the development of living
knowledge, in many ways the process of inquiry
is as important as specific outcomes. Good action
research emerges over time in an evolutionary
and developmental process, as individuals develop
skills of inquiry and as communities of inquiry
develop within communities of practice. Action
research is emancipatory; it leads not just to
new practical knowledge, but also to new abilities
to create knowledge. In action research knowledge
is a living, evolving process of coming to know
rooted in everyday experience; it is a verb rather
than a noun. (Reason & Bradbury, 2001:2)
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We must understand action research as a process that grows,
develops, shifts changes over time. Emergence means that
the questions may change, the relationships may change,
the purposes may change, what is important may change.
This means action research cannot be programmatic and
cannot be defined in terms of hard and fast methods.
But I think not only does an individual project emerge,
but the whole practice of action research is emergent.
I find as I talk about action research to different
groups some of the questions are very practical: How
do you set up this kind of group? How do you get funding?
What is the relationship between action research and
action learning? Good questions, but one that sometimes
makes me want to scream! They seem to be putting action
research clearly into the box of being a just another
research methodology.
Once I heard myself say in response, 'action research
is an aspiration, not a possibility!' and having said
it I wondered what I meant. I think I meant that there
are two faces to action research: the practical question
of how do we engage with this group of people in the
service of doing things better; and the utopian project
of helping bring forth a very different kind of world.
First, second and third person inquiry.
I want close by picking up another important theme
in Anisur Rahman's paper, which concerns the role and
capacity of the outsider-the animateur, the facilitator,
the professional researcher-and the related question
of the relationship between the personal and the political,
immediate issues and the wider policy domain, the small,
intense and the large, diffuse.
We have found it helpful to distinguish between three
broad strategies or themes in action research
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First-person research practices address the ability
of individual researchers to foster an inquiring approach
to their own lives, to act awarely and choicefully,
and to assess effects in the outside world while acting.
First-person inquiry skills are essential for those
who would provide leadership in any social enterprise.
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Second-person action research/practices such as co-operative
inquiry address our ability to inquire face-to-face
with others into issues of mutual concern, usually in
small groups. In co-operative inquiry a small group
of peers work together in cycles of action and reflection
to develop both understanding and practice in a matter
of mutual concern.
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Third-person research/practice includes a range of
practices, which draw together the views of large groups
of people and create a wider community of inquiry involving
persons who cannot be known to each other face-to-face.
Under this heading we include for example practices,
which 'network' small inquiry groups, the range of large-scale
dialogue and 'whole system' conference designs, and
the 'learning history' approach.
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Of course, what we seek ideally is an integration of these
three approaches.
First person. Anisur mentions the role of the outsider
in several places:
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We need outside help for analysis and understanding
of our situation and experience, but not for telling
us what we should do…. He alone is a friend who helps
us to think about our problems on our own.
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And later
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Also that the animator should himself/herself experience
(intellectual) self-reliance in order to be motivated
to pass this on to the people - this means that the
animator himself or herself must not be taught but must
be taken through a process of self-inquiry. (Original
emphasis)
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We place a lot of emphasis on this self-reflective practice
in our work with action researchers to develop the capacity
for behaving in ways that are both collaborative and inquiring-for
the demands of this practice are formidable. My colleague
Judi Marshall has explored inquiry as an everyday practice,
in a series of papers Researching Women in Management as
a Way of Life (1992), and Living Life as Inquiry
(1999), Self Reflective Inquiry Practices (2001) and
Living Systemic Thinking (2002), which have led her
through successive definitions of inquiry from research as
personal process through research as political process to
inquiry as life process. The idea of Living Life as Inquiry
is based on the notion that very little in life is fixed,
finished, clear-cut, and the inquiring practitioner is living
continually in process: adjusting, seeing what emerges, bringing
things into question
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A key notion for me is that of engaging in inner and
outer arcs of attention and of moving between these.
In my own development as an inquirer I have especially
paid attention to the inner arcs, seeking to notice
myself perceiving, making meaning, framing issues, choosing
how to speak out and so on. I pay attention for assumptions
I use, repetitions, patterns, themes, dilemmas, key
phrases which are charged with energy or that seem to
hold multiple meanings to be puzzled about, and more.
I work with a multi-dimensional frame of knowing; acknowledging
and connecting between intellectual, emotional, practical,
intuitive, sensory, imaginal and more knowings. (Marshall,
2001:433)
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Most of our students engage in some kind of personal reflection
to understand how their existential position and personal
history influence their work in action research; and in systematic
study of the actual inquiry practice-exploring in detail the
congruence between their intentions, their practices, and
the outcomes they experience (Fisher et al., 2000; Torbert,
1991)
We have long advocated personal development work-psychotherapy,
martial arts, meditation and so on-as a way for individuals
to build their capacity to learn from the challenges that
arise in experiential inquiry. We have begun a more systematic
inquiry into the ways in which mindfulness disciplines of
Buddhist meditation may aid the practice of inquiry. In one
PhD I examined recently which recounted a process of addressing
poverty in Dublin, Ireland, the author drew on the meditation
disciplines of the Jesuit order to monitor his motives and
behaviour (Nolan, 2004). It seems to us that while it is difficult
to make direct links, we can describe these as providing a
foundational discipline for inquiry: an underlying
quality of quiet mind, a capacity for less attachment to personal
identity, and an ability to notice self concern and the manipulations
of ego.
The key question here seems in finding the balance between
withdrawal into personal practices and engagement in active
work in the world, and of finding one's own place of contribution
to the enormous range of issues that confront us
Second person. Face to face inquiry in small groups
has always been a central part of action research-a key arena
in which space can be opened and formed for new dialogue and
exploration. Anisur mentions how members of an indigenous
tribe (adivasis) were organized into camps to analyse
the structural conditions of their oppression
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The cycle of collective reflection and struggle together
constituted the people's 'praxis', progressively enhancing
their intellectual understanding that was conceptualized
in the movement as "Lok chetna jagoron" ('raising
people's awareness').
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We work similarly to constitute face to face groups to explore
and develop their practice in a process we call co-operative
inquiry (Heron, 1996; Heron & Reason, 2001). We do this
not only groups of oppressed-as well as groups such as young
women in management, black professionals and other relatively
silenced groups we have initiated inquiry groups with medical
practitioners into the theory and practice of holistic medicine
(Reason et al., 1992), with members of police forces into
leadership (Mead, 2002), with managers in a large construction
company into their long term strategy for addressing carbon
emissions in their operations.
If we see mindfulness practice as foundational for first-person
inquiry, we might see a range of practices that develop learning
communities that are both supportive and challenging-group
dialogue (Isaacs, 1999), circle groups (Baldwin, 1996), public
conversations etc-as foundational disciplines in second person
inquiry.
The key tension here is between the creative, emancipatory
work of the face to face community of inquiry and the broader
political and structural conditions within which we all work.
Third person. Ken Gergen (2003) makes a useful distinction
between first and second order democracy and suggests there
are limits to first order democracy. First order democracy
brings together groups of people who share a sense of identity
in effective co-ordination about issues of common significance.
While it is of vital importance, first order democracy has
degenerative as well as generative qualities, and every movement
in a generative direction creates grounds for degeneration
(Gergen, 2003:50): every step which creates a sense of 'us'
can create a sense of 'them', and the potential for alienation
and hostility. Explorations of second order democracy are
required to counter this.
First order democracy is essentially achieved by those processes
of meaning making that bring into being the disparate voices
of the culture. However, such first order processes do not
seem adequate to the challenge of confronting the second order
problem of conflicting traditions of meaning. The discourses
of the real and the good that sustain any particular tradition
seem ill suited to the task of hammering out a rationale for
mutual viability. The discourse of creating identity boundaries
is not adequate to the challenge of crossing boundaries. Alternative
forms of discourse are required, second order intelligibilities
and actions that enable us to soften the edges of otherwise
embittered and embattled traditions. (Gergen, 2003:52)
In a related manner, Bjørn Gustavsen has done the
action research community a great service with his exploration
over several years of the issue of scale and wider influence
in action research. He has argued that we need to extend the
relatively small scale of individual action research 'cases'
so that "rather than being defined exclusively as 'scientific
happenings' they (are) also defined as 'political events'"
(Toulmin & Gustavsen, 1996:11); in a recent paper he develops
the argument, suggesting that action research will be of limited
influence if we think only in terms of single cases, and that
we need to think of creating social movements, which he sees
as events interconnected in a broader stream (Gustavsen, 2003a).
Gustavsen writes that his core concern is for the movement
for democracy and participation; other social movements in
a 'search for a world worthy of human aspiration' (Reason
& Bradbury, 2001) embrace justice and sustainability (Reason,
2002): feminism, anti-racism, peace, responsible business,
and so on. In a subsequent paper (Gustavsen, 2003b)he suggests
that we might see action research as a process of building
social capital.
I find these arguments persuasive. But Gustavsen also suggests
that to build action research as a social movement we have 'to
use action research in a distributive way' and that this means
it
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… becomes more important to create many events of low
intensity and diffuse boundaries than fewer events that
correspond to the classical notion of a "case".
Instead of using much resource in a single spot to pursue
things into a continuously higher degree of detail in
this spot, resources are spread over a much larger terrain
to intervene in as many places in the overall movement
as possible. (Gustavsen, 2003a:96-97)
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It is here that I am less sure of his arguments and whether
I want to follow them. For it seems to me and my colleagues
at Bath that in order to influence changes in society toward
justice and democracy, and in order to engage people in an
exploration of pressing issues of 'global significance', we
need not only to build large scale networks of inquiry but
also to engage in transformations of consciousness and behaviour
at personal and interpersonal levels. While it is true that
we cannot make large scale change on the basis of small cases,
neither can we build truly effective and liberating political
networks of inquiry without developing significant capacities
for critical inquiry in the individuals and small communities
which constitute them. Rather than argue that distributive
networks are more important than the 'single case', we must
seek means of integrating the personal with the political,
linking first-, second- and third-person inquiry practices.
The challenge here is to find ways to integrate our first
person processes of living life as inquiry, our second person
transformational work in small groups and our wider work to
establish inquiry as a basis for fair, just and sustainable
societies. For as Anisur Rahman points out
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…a macro-social change merely toward equity without
enhancement of critical awareness of the disadvantaged
and of their self-esteem, and a critical level of experience
in PSD by way of creative, humane and democratic action
in collective solidarity, is liable to invite newer
forms of domination and division within the society
and relapse into an in-equitable order
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Some Conclusions
Action research is full of questions and choices. Part of
my purpose is to show the range of questions that action researchers
may need to address, and to try to begin to suggest the different
criteria against which quality in inquiry might be judged.
You could never be part of an inquiry, which fulfilled all
those dimensions fully, and completely; rather, you will always
have choices about what is important to attend to at any particular
moment. So a key dimension of quality is to be aware of
the choices, and to make those choices clear, transparent,
articulate, to your selves, to your inquiry partners, and,
when you start writing and presenting, to the wider world.
Quality comes from asking, with others, what is important
in this situation? how well are we doing? how can we show
others how well we have done? I would also suggest that it
is not necessarily a question of whether you have done well,
but of how well you have done, and whether you have done well
enough for the claims you may wish to make.
Sometimes, immediate practice is what is most important.
Someone wrote to me recently and said, 'Peter, you are too
hooked on liberation, transformation, and the emancipatory
aspects of action research. Action research is sometimes about
issues like how we can put dressings on wounds better.' Absolutely,
sometimes it is.
But sometimes in action research what is most important is
how we can help articulate voices that have been silenced.
How do we draw people together in conversation when they were
not before? How can we create space for people to articulate
their world in the face of power structures, which silence
them?
Sometimes, action research will be about finding ways to
open ourselves to different sorts of realities, or finding
different ways of telling stories. The Western mind, it is
often said, is hugely individualistic, and that individualism
drives the frenzied consumerism that is Western capitalism,
with terrible consequences for the majority human world and
the more than human world. Maybe action research could explore
how the Western mind can open itself to a more relational,
participatory experience
Sometimes action research will be more about, what is worthwhile
here, what should we be attending to?
And sometimes action research will be about creating tentative
beginnings of inquiry under very difficult circumstances,
planting seeds that may emerge into large fruits.
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